Hamilton Lane Incorporated
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(Name of Issuer)
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Class A common stock, par value $0.001 per share
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(Titles of Class of Securities)
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40749710
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(CUSIP Number)
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May 7, 2019
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(Date of Event Which Requires Filing of this Statement)
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CUSIP No. 407497106
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13G
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1
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NAME OF REPORTING PERSON
TPG Group Holdings (SBS) Advisors, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐
(b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
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5
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SOLE VOTING POWER
- 0 -
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6
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SHARED VOTING POWER
1,413,869
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7
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SOLE DISPOSITIVE POWER
- 0 -
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8
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SHARED DISPOSITIVE POWER
1,413,869
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,413,869
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.2% (1)
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12
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TYPE OF REPORTING PERSON*
CO
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CUSIP No. 407497106
|
13G
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1
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NAME OF REPORTING PERSON
David Bonderman
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐
(b) ☐
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3
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SEC USE ONLY
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4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING POWER
- 0 -
|
|||
6
|
SHARED VOTING POWER
1,413,869
|
||||
7
|
SOLE DISPOSITIVE POWER
- 0 -
|
||||
8
|
SHARED DISPOSITIVE POWER
1,413,869
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,413,869
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.2% (2)
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12
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TYPE OF REPORTING PERSON*
IN
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CUSIP No. 407497106
|
13G
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1
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NAME OF REPORTING PERSON
James G. Coulter
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐
(b) ☐
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3
|
SEC USE ONLY
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4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING POWER
- 0 -
|
|||
6
|
SHARED VOTING POWER
1,413,869
|
||||
7
|
SOLE DISPOSITIVE POWER
- 0 -
|
||||
8
|
SHARED DISPOSITIVE POWER
1,413,869
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||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,413,869
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.2% (3)
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12
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TYPE OF REPORTING PERSON*
IN
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Item 1(a). |
Name of Issuer:
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Item 1(b). |
Address of Issuer’s Principal Executive Offices:
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Item 2(a). |
Name of Person Filing:
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Item 2(b). |
Address of Principal Business Office or, if none, Residence:
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Item 2(c). |
Citizenship:
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Item 2(d). |
Titles of Classes of Securities:
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Item 2(e). |
CUSIP Number:
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Item 3. |
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a(n):
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(a)
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☐ Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78o).
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(b)
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☐ Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c).
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(c)
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☐ Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c).
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(d)
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☐ Investment company registered under Section 8 of the Investment Company
Act of 1940 (15 U.S.C 80a-8).
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(e)
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☐Investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
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(f)
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☐ Employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
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(g)
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☐Parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
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(h)
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☐ Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (13 U.S.C. 1813).
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(i)
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☐ Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C.
80a-3).
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(j)
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☐ Non-U.S. institution in accordance with §240. 13d-1(b)(1)(ii)(J).
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(k)
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☐ Group in accordance with §240.13d-1(b)(1)(ii)(K).
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If filing as a non-U.S. institution in accordance with §240. 13d-1(b)(1)(ii)(J), please specify the type of institution: ______________
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Item 4. |
Ownership
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(a)
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Amount Beneficially Owned:
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See responses to Item 9 on each cover page.
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(b)
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Percent of Class:
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See responses to Item 11 on each cover page.
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote:
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See responses to Item 5 on each cover page.
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(ii)
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Shared power to vote or to direct the vote:
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See responses to Item 6 on each cover page.
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(iii)
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Sole power to dispose or to direct the disposition of:
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See responses to Item 7 on each cover page.
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(iv)
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Shared power to dispose or to direct the disposition of:
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See responses to Item 8 on each cover page.
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Item 5. |
Ownership of Five Percent or Less of a Class.
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person.
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
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Item 8. |
Identification and Classification of Members of the Group.
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Item 9. |
Notice of Dissolution of Group.
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Item 10. |
Certification.
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TPG Group Holdings (SBS) Advisors, Inc.
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By:
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/s/ Michael LaGatta | |
Name:
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Michael LaGatta
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Title:
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Vice President
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David Bonderman
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By: | /s/ Bradford Berenson | |
Name:
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Bradford Berenson, on behalf of David Bonderman (4)
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James G. Coulter
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By: | /s/ Bradford Berenson | |
Name:
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Bradford Berenson, on behalf of James G. Coulter (5)
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Exhibit 1
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Agreement of Joint Filing as required by Rule 13d-1(k)(1) under the Act.*
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